The 10th Annual Conference on Financial Market Regulation (CFMR 2023)

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CfP Deadline Date:
November 18, 2022

Conference Date:
May 4-5, 2022

Event Location:
Washington (DC), USA

Kathleen Weiss Hanley (Leigh University)
Amy Edwards (SEC)
Vlad Ivanov (SEC)
Russ Wermers (University of Maryland)

The SEC’s Division of Economic and Risk Analysis (DERA), Lehigh University’s Center for Financial Services (CFS), and the University of Maryland’s Center for Financial Policy (CFP) will jointly host the 10th Annual Conference on Financial Market Regulation (CFMR 2023). The goal of the conference is to bring together participants for an exchange of views on topics of relevance to the Commission.

Two papers will be selected in each of four broad topic areas: corporate finance, market microstructure, financial intermediation, and asset management.

The selection committee will focus on high quality paper submissions whose topics directly relate to the mission of the SEC. Possible topics include, but are not limited to:

  • Corporate Finance: corporate disclosures, initial public offerings, seasoned equity offerings, corporate mergers and acquisitions, fintech, corporate governance and voting, corporate and municipal debt offerings, and disclosures related to asset-backed securities.
  • Market Microstructure: the structure, transparency, fairness, efficiency, and liquidity of secondary market trading in the equity, ETP, bond, option, security-based swap, and securities lending markets.
  • Financial Intermediaries: broker-dealers, financial institutions, analysts affiliated with broker-dealers or financial institutions, clearing agencies, central counterparties, credit ratings, and Nationally Recognized Statistical Rating Organizations (NRSROs).
  • Asset Management: investment advisers, ETPs and liquidity, investment companies, hedge funds, and other institutional investors, and custody.

SUBMISSION: The deadline for paper submissions is November 18, 2022. Papers can be submitted through the following website A submission fee applies to all papers submitted.

Link CfP & Conference: The 10th Annual Conference on Financial Market Regulation (CFMR 2023)